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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-13 |
| NJ | RA | APPROVED | 2017-03-10 |
Branch Locations
401 Hackensack Ave Ste 901, Hackensack, NJ 07601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Ridgewood | NJ | 02/2013 | 03/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2017 |
| Wells Fargo Advisors Financial Network, Llc | Hackensack | NJ | 03/2017 | Present |
KEVIN BENOIT LLC, INV RELATED, HACKENSACK, NJ, 100% OWNERSHIP, START 3/10/2017, 160 HOURS PER MONTH 160 HOURS DURING TRADING, FINET PRACTICE LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-05 |
| S65 | Uniform Investment Adviser Law Examination | 1992-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-02 |
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