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George Athas

Stifel, Nicolaus & Company, Incorporated

Bel Air, MD

Ocean Pines, MD

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-10
MD RA APPROVED 2007-06-05
  • TX RA
    APPROVED_RES
    Since 2014-04-10
  • MD RA
    APPROVED
    Since 2007-06-05

Branch Locations

115 North Main Street Suite #A, Bel Air, MD 21014 • United States

Ocean Pines, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Baltimore MD 06/2007 Present
Previous Registrations
  • 2003-03-11 → 2007-06-05
    Ryan Beck & Co.
    Baltimore, MD
    Baltimore, MD
  • 2000-09-28 → 2003-03-12
    Legg Mason Wood Walker, Incorporated
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-18
S63 Uniform Securities Agent State Law Examination 1997-03-04
  • S65 Uniform Investment Adviser Law Examination
    1999-08-18
  • S63 Uniform Securities Agent State Law Examination
    1997-03-04
Other Names
  • George Athas

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · BEL AIR, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bel Air, MD
OSAIC WEALTH, INC. · BEL AIR, MD
FOUNDERS FINANCIAL SECURITIES LLC · BEL AIR, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEL AIR, MD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bel Air, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Bel Air, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Be Air, MD

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