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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-20 |
| WA | RA | APPROVED | 2018-12-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 12/2018 |
| Lpl Financial Llc | Renton | WA | 12/2018 | Present |
1.08/14/2014 - DBA for LPL Business (entity for LPL business) - MEAGHER FINANCIAL GROUP, LLC - 100% - INVESTMENT RELATED - RENTON, WA 98057
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-17 |
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