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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 1999-01-01
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

325 W 7Th St, Sioux City, IA 51103 • United States

Sioux City, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sioux City IA 09/2005 03/2020
Ameriprise Financial Services, Llc Sioux City IA 03/2020 Present
Other Businesses

Business Ownership; Momentum Partners, LLC; Member; Manage Ameriprise Business; 11819 Miracle Hills Drive, Suite 101, Omaha, NE, 68154; Investment-Related; 11/06/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Momentum Partners LLC; Member; Manage advisory business; 11819 Miracle Hills Drive, Suite 101, Omaha, NE, 68154; Investment-Related; 11/06/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-10-03
  • S63 Uniform Securities Agent State Law Examination
    1984-10-03

View on SEC IAPD

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