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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-13 |
Branch Locations
10001 Reunion Pl Ste 422, San Antonio, TX 78216-4127 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Antonio | TX | 01/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 11/2016 | 12/2022 |
| Ameriprise Financial Services | San Antonio | TX | 12/2022 | 12/2022 |
| Ameriprise Financial Services, Llc | San Antonio | TX | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | San Antonio | TX | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-18 |
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