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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adams And Associates Pc | Trenton | NJ | 01/1993 | Present |
| Rider University | Lawrenceville | NJ | 09/1988 | Present |
| Abacus Capital Corp. | Yandly | PA | 10/1989 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2006 | Present |
1) RIDER UNIVERSITY, NOT INV.REL, ADJUNCT PROF. AT RID UNIV, LAWRENCEVILLE,NJ, SD:9/88, TEACH. ACCT& FIN CLASS, 6H/WK, 2)ADAMS & ASSOC PC, NOT INV REL, CPA PRACT, TAX & AUDIT SERV, MANAGE DIR, SD:1/93, PREP TAX RETURNS FOR BUS, IND & NON-PROF ORGS, PREP FIN STMTS, 40H/WK, CORP 100%OWNER; 3)ABACUS CAPITAL CORP, NOT INV REL, EMPLY LEASE COMP & BOOKKEEPING SERV, BOARD CHAIRMAN, SD 10/05, REV CLIENT ARRANGMTS PRIC, PREP COMPS TAX RETURN, 2H/WK, PARTNER: PATRICIA MCDONALD-30%, I OWN (70%); 4) PAEDEIA, INC, NOT INV REL, CFO, BOARD MEMBER FOR DEV STAGE CO IN MEDICAL FIELD, BUDGET PREP, ACCTG, CONTRACT REVIEW, 5H/WK, START 12/2007 5)MACHINE LLC, NOT INVESTMENT RELATED, 1211 S MAIN ST, OLD FORGE, PA, REAL ESTATE, STARTED 7/2014, PARTNER, APX 2 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWN AND MANAGE 3 UNIT APT BUILDING 6)NAME OF OTHER BUSINESS: JOINT VENTURE ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: SEMINAR CPE ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: WEBINAR FOR A 3 HOUR CPE CREDIT 7) NAME OF OTHER BUSINESS: TRENTON CYCLING REVOLUTION; INVESTMENT RELATED: NO; ADDRESS: 601 N CLINTON AVE TRENTON, NJ 08638; NATURE OF BUSINESS: BOARD; START DATE: 5/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: PROMOTE CYCLING, BIKE GIVEAWAYS, BACK UP SIGNER FOR CHECKS, HELP PREPARE TAX RETURNS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-04 |
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