Dirk Whitney Van De Graaf

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1984 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
• 02/2010 → Present
  Bank Of America, Na
  Austin, TX

Other Businesses

I*3391267, Entity Type: , Name of OBA: D W V TT K S V TTEE U/A 05/01/2023 , Address: Houston, Texas, 77018, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 12/29/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: I*4757267, Entity Type: , Name of OBA: Willow Park Ranch Property Owners Association, Address: Alamosa, Colorado, 81101, Investment Related: N, Position, Title, Association: ["Committee","Board Member"], Employee Start Date: 08/01/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Advisory and oversight, Neighborhood Association to oversee the management and administration of covenants, maintenance and ranch property that is commonly owned.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-08
• S63 Uniform Securities Agent State Law Examination
  1984-11-07

Other Names

• Dirk W Vandegraaf
• Dirk Whitney Vandegraaf