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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-12 |
| FL | RA | APPROVED | 2008-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palm Beach Gardens | FL | 07/2008 | Present |
I*35340 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: VIKING ARMS CONDOMINIUM ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: WEST PALM BEACH, FLORIDA 33401 NATURE OF BUSINESS: OTHER,NON PROFIT ORGANIZATION POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 10/1/2010 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOME OWNERS ASSOCIATION FOR MY CONDOMINIUM. I CURRENTLY SERVE AS THE PRESIDENT OF THE ASSOCIATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-10 |
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