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Steven Curtis Oxley

LPl Financial LLC

Worthington, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-11-26
  • OH RA
    APPROVED
    Since 2019-11-26

Branch Locations

150 East Wilson Bridge Rd 232, Worthington, OH 43085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oxley Financial Services Lancaster OH 11/2001 11/2019
Allianz Life Insurance Minneapolis MN 07/2004 11/2019
H. Beck, Inc. Rockville MD 01/2010 11/2019
American National Insurance Company Galveston TX 07/2019 11/2019
Brighthouse Life Insurance Company Charlotte NC 11/2014 11/2019
Cincinnati Life Insurance Company Cincinnati OH 01/2018 11/2019
Cmfg Life Insurance Company Madison WI 01/2019 11/2019
Gleaner Life Insurance Society Adrian MI 05/2016 11/2019
Great American Life Insurance Company Cincinnati OH 09/2018 11/2019
Great-West Life & Annuity Insurance Company Denver CO 07/2017 11/2019
Integrity Life Insurance Company Cincinnati OH 05/2012 11/2019
Jackson National Life Insurance Company Lansing MI 06/2012 11/2019
Members Life Insurance Company Waverly IA 01/2019 11/2019
Minnesota Life Insurance Company Minneapolis MN 10/2018 11/2019
Pacific Life Insurance Company Newport Beach CA 06/2012 11/2019
Principal Life Insurance Company Des Moines IA 09/2012 11/2019
Prudential Annuities Life Assurance Corporation Shelton CT 07/2015 11/2019
Lpl Financial Llc Worthington OH 11/2019 Present
  • 11/2001 → 11/2019
    Oxley Financial Services
    Lancaster, OH
  • 07/2004 → 11/2019
    Allianz Life Insurance
    Minneapolis, MN
  • 01/2010 → 11/2019
    H. Beck, Inc.
    Rockville, MD
  • 07/2019 → 11/2019
    American National Insurance Company
    Galveston, TX
  • 11/2014 → 11/2019
    Brighthouse Life Insurance Company
    Charlotte, NC
  • 01/2018 → 11/2019
    Cincinnati Life Insurance Company
    Cincinnati, OH
  • 01/2019 → 11/2019
    Cmfg Life Insurance Company
    Madison, WI
  • 05/2016 → 11/2019
    Gleaner Life Insurance Society
    Adrian, MI
  • 09/2018 → 11/2019
    Great American Life Insurance Company
    Cincinnati, OH
  • 07/2017 → 11/2019
    Great-West Life & Annuity Insurance Company
    Denver, CO
  • 05/2012 → 11/2019
    Integrity Life Insurance Company
    Cincinnati, OH
  • 06/2012 → 11/2019
    Jackson National Life Insurance Company
    Lansing, MI
  • 01/2019 → 11/2019
    Members Life Insurance Company
    Waverly, IA
  • 10/2018 → 11/2019
    Minnesota Life Insurance Company
    Minneapolis, MN
  • 06/2012 → 11/2019
    Pacific Life Insurance Company
    Newport Beach, CA
  • 09/2012 → 11/2019
    Principal Life Insurance Company
    Des Moines, IA
  • 07/2015 → 11/2019
    Prudential Annuities Life Assurance Corporation
    Shelton, CT
  • 11/2019 → Present
    Worthington, OH
Previous Registrations
  • 2010-05-12 → 2019-12-23
    Grove Point Investments, Llc
    Worthington, OH
Other Businesses

1. 11/26/2019 - Oxley Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Fixed annuities. 2. 1/10/2020 - Oxley Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/31/2001 - 120 Hours Per Month During Securities Trading. 3. 10/16/2023 - The Money Foundation - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/31/2001 - 1 Hours Per Month 1 Hours During Trading

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