Colin C Rath

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Red Bank, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Red Bank, NJ

Previous Registrations

• 2007-10-19 → 2015-12-10
  Rbc Capital Markets, Llc
  Shrewsbury, NJ
  Red Bank, NJ

Other Businesses

Board of Directors; Virtual Letip Monmouth County; Treasurer; Virtual Meetings, , Monmouth County, NJ, 08852; Not Investment-Related; 06/21/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; BACKGROUND ACTOR; USUALLY SPEND A FEW HOURS LOCALLY AS A NON-UNION BACKGROUND PERSON DURING MOVIE SHOOTS; BEING AN EXTRA OR BACKGROUND PERSON FOR MOVIES OR MINISERIES. THROUGH GRANT WILFRLEY CASTING, INC. WHICH IS A TALENT AGENCY USED BY NETFLIX.; FORT MONMOUTH, , OCEANPORT, NJ, 07703; Not Investment-Related; 05/09/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-17
• S63 Uniform Securities Agent State Law Examination
  1985-04-17

Other Names

• Cal Rath
• Colin Rath
• Colin Calvin Rath