Gerald E Shaw

Current Employers

Employment History

• 07/2015 → 05/2020
  Mutual Trust Company Of America Securities
  Clearwater, FL
• 05/2020 → 05/2023
  R. M. Stark & Co., Inc.
  Seminole, FL
• 08/2020 → 05/2023
  Stark Financial Advisers, Inc.
  Seminole, FL
• 05/2023 → Present
  Calton & Associates, Inc.
  Tampa, FL
• 05/2023 → Present
  Forefront Dba Summit Advisor, Llc
  Austin, TX

Previous Registrations

• 2020-08-25 → 2023-05-17
  Stark Financial Advisers, Inc.
  Okeechobee, FL
  Seminole, FL
• 2015-08-11 → 2020-06-08
  Mutual Trust Asset Mgmt., Inc.
  Seminole, FL
  Seminole, FL
  Tampa, FL
• 2012-11-09 → 2015-07-10
  Summit Financial Group Inc
  Seminole, FL
• 2007-10-08 → 2012-11-12
  Spc
  Seminole, FL
  Ann Arbor, MI
• 2007-02-09 → 2007-10-10
  Asset & Financial Planning, Ltd
  Clearwater, FL
• 2002-05-06 → 2007-02-12
  Spc
  Seminole, FL

Other Businesses

1) Summit Advisors, LLC - investment-related - 6247 Seminole Blvd., Suite 200, Seminole, FL 33772 - fee-based financial and tax planning, life insurance and fixed-rate annuity sales - Owner of single-member LLC and service provider since 01/01/2005 - approximately 15 hours/month, all during trading hours - Financial Planner, Agent for sales of life insurance and fixed annuities 2) Seminole Tax Pros, LLC - not investment-related - 6247 Seminole Blvd., Suite 200, Seminole, FL 33772 - tax preparation and consulting - Owner of single-member LLC and service provider since 10/25/2015 - approximately 10 hours/month, all during trading hours - new client intake, review and delivery of personal tax returns 3) Calton & Associates - investment-related - 2701 N ROCKY POINT DRIVE, SUITE 1000, Tampa, FL 36607 - registered representative of a broker dealer

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-07
• S63 Uniform Securities Agent State Law Examination
  1984-10-05

Designations

Other Names

• Jerry Shaw