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211 Waukegan Road Ste 300, Northfield, IL 60093 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-02 |
| CO | RA | APPROVED | 2023-12-20 |
| FL | RA | APPROVED | 2023-05-16 |
| TX | RA | APPROVED | 2023-04-20 |
| WI | RA | APPROVED | 2023-03-08 |
| OH | RA | APPROVED | 2023-03-02 |
| MI | RA | APPROVED | 2022-12-20 |
| IN | RA | APPROVED | 2022-10-11 |
| AZ | RA | APPROVED | 2017-11-22 |
| IL | RA | APPROVED | 1998-07-20 |
Branch Locations
2001 Midwest Road, Suite 107, Oak Brook, IL 60523 • United States
2001 Midwest Road Suite 107, Oak Brook, IL 60523 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-01-04 |
Branch Locations
2001 Midwest Road, Suite 107, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retirement Planners, Inc Dba Rpi, Inc | Oak Brook | IL | 01/1993 | Present |
| Mack Investment Securities, Inc. | Glenview | IL | 12/1990 | Present |
I AM A FREELANCE TRUMPET PLAYER. I PLAY WITH AND AM A MEMBER OF DUPAGE SYMPHONY ORCHESTRA BRASS QUINTET. ADDRESS: 2001 MIDWEST ROAD SUITE 107 OAK BROOK, IL 60523 THIS IS A NON-INVESTMENT RELATED BUSINESS. I ONLY PLAY APPROX. 0-4 HOURS PER MONTH AND IT IS NOT DURING TRADING HOURS. AND I AM THE TREASURER AT HOLY SPIRIT MINISTRIES 501(c)3 1984 N. 29TH ROAD MARSEILLES, IL 61341 Volunteer position 2 HOURS PER MONTH..THIS IS A NON-INVESTMENT RELATED BUSINESS. IT IS NOT DURING TRADING HOURS. AND BOARD MEMBER WITH BRIARWOOD LAKES HOA, OAK BROOK IL, THIS IS NON-INVESTMENT RELATED BUSINESS. IT IS NOT DURING TRADING HOURS. AND RETIREMENT PLANNERS, INC. (dba RPI Inc), OWNER OF STATE RIA WHERE FINANCIAL PLANNING SERVICES AND FIXED INSURANCE PRODUCTS ARE OFFERED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-19 |
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