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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-04-26
  • NJ RA
    APPROVED
    Since 2016-04-26

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

45 Eisenhower Drive Suite 550, Paramus, NJ 07652 • United States

West Milford, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Paramus NJ 04/2016 Present
Kestra Investment Services, Llc Paramus NJ 01/2006 Present
Previous Registrations
  • 2004-04-22 → 2006-01-31
    Osaic Fa, Inc.
    Ridgewood, NJ
Other Businesses

Business Name: Wealth Preservation Solutions, LLC Investment Related: Yes Address: 257 E. Ridgewood Ave Suite 305 Ridgewood NJ 07450 Nature of Business: Other Other/None of the Above back office support Position, Title or Relationship: admin assistant Start Date: 1/1/2004 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: admin assistant

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-07-09
  • S63 Uniform Securities Agent State Law Examination
    1985-07-09
Designations
Other Names
  • Susan Joan Petroski

View on SEC IAPD

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