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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-06
  • FL RA
    APPROVED
    Since 2024-11-06

Branch Locations

1541 Sunset Dr, Coral Gables, FL 33143 • United States

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Coral Gables FL 05/2024 Present
Wells Fargo Bank, Na Coral Gables FL 01/2017 Present
Home Maker Miami FL 01/2016 12/2016
  • 05/2024 → Present
    Coral Gables, FL
  • 01/2017 → Present
    Wells Fargo Bank, Na
    Coral Gables, FL
  • 01/2016 → 12/2016
    Home Maker
    Miami, FL
Previous Registrations
Other Businesses

NOVEMBER HOLDINGS LLC; INV RELATED; GAINESVILLE, FL; 100% OWNERSHIP WITH SPOUSE; START 02/21/2018; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; HOLDS REAL ESTATE PROPERTY.; RENTAL PROPERTY, INV RELATED, GAINESVILLE, FL, 100% OWNERSHIP WITH SPOUSE, START: 2/21/2018, 1 HOUR A MONTH, 0 HOURS DURING TRADING, DUPLEX.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-05
S63 Uniform Securities Agent State Law Examination 2024-08-09
  • S66 Uniform Combined State Law Examination
    2024-11-05
  • S63 Uniform Securities Agent State Law Examination
    2024-08-09
Other Names
  • Ralph Colimon
  • Ralph Roland Colimon

View on SEC IAPD

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