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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-06 |
Branch Locations
1541 Sunset Dr, Coral Gables, FL 33143 • United States
396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Coral Gables | FL | 05/2024 | Present |
| Wells Fargo Bank, Na | Coral Gables | FL | 01/2017 | Present |
| Home Maker | Miami | FL | 01/2016 | 12/2016 |
NOVEMBER HOLDINGS LLC; INV RELATED; GAINESVILLE, FL; 100% OWNERSHIP WITH SPOUSE; START 02/21/2018; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; HOLDS REAL ESTATE PROPERTY.; RENTAL PROPERTY, INV RELATED, GAINESVILLE, FL, 100% OWNERSHIP WITH SPOUSE, START: 2/21/2018, 1 HOUR A MONTH, 0 HOURS DURING TRADING, DUPLEX.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-09 |
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