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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-15 |
Branch Locations
2398 E Camelback Rd Ste 550, Phoenix, AZ 85016 • United States
Paradise Valley, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Phoenix | AZ | 04/2007 | 04/2022 |
| Ameriprise Financial Services, Llc | Phoenix | AZ | 04/2022 | Present |
Board of Directors; Arizona Women's Board; Board Member; 5921 E. Indian Bend Road, , Paradise Valley, AZ, 85253; Not Investment-Related; 03/01/2004; 1 to 9 hours per month; 1 to 9 during trading hours / American Heart Association; Investment Committee Member; 7272 Greenville Ave, , Dallas, TX, 75231; Investment-Related; 07/01/2009; 1 to 9 hours per month; 1 to 9 during trading hours / TGen Ambassador Board; Translational Genomics Research Institute Ambassador; 445 5th Street, , Phoenix, AZ, 85004; Not Investment-Related; 09/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / American Heart Association- Corporate Operations Combined Committee; Board-Corporate Operations Combined Committee; 7272 Greenville Ave, , Dallas, TX, 75231; Not Investment-Related; 10/25/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Charter 100; Charter 100 is a 501(C)3 organization of prominent business women in AZ. The group exists to foster relationships and education among female business leaders in AZ. There is no investment activity. ; 4727 E. Bell Road, Suite 45-449, Phoenix, AZ, 85032; Not Investment-Related; 08/01/2016; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-19 |
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