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Lawrence Jay Rubinstein

Oppenheimer & Co. Inc.

Princeton, NJ

Hopatcong, NJ

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-19
LA RA APPROVED 2016-04-07
MA RA APPROVED 2005-08-26
IL RA APPROVED 2005-08-25
NJ RA APPROVED 2005-08-25
PA RA APPROVED 2005-08-25
VA RA APPROVED 2005-08-25
  • TX RA
    APPROVED_RES
    Since 2016-04-19
  • LA RA
    APPROVED
    Since 2016-04-07
  • MA RA
    APPROVED
    Since 2005-08-26
  • IL RA
    APPROVED
    Since 2005-08-25
  • NJ RA
    APPROVED
    Since 2005-08-25
  • PA RA
    APPROVED
    Since 2005-08-25
  • VA RA
    APPROVED
    Since 2005-08-25

Branch Locations

302 Carnegie Center Suite 101, Princeton, NJ 08540 • United States

Hopatcong, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co., Inc. Princeton NJ 04/1988 Present
  • 04/1988 → Present
    Fahnestock & Co., Inc.
    Princeton, NJ
Other Businesses

CO-TRUSTEE OF THE GELBMAN FAMILY IRREVOCABLE TRUST DTD NOVEMBER 21, 2025.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-24
S63 Uniform Securities Agent State Law Examination 1984-11-02
  • S65 Uniform Investment Adviser Law Examination
    2005-08-24
  • S63 Uniform Securities Agent State Law Examination
    1984-11-02

View on SEC IAPD

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