Best Investors Account Sign in

Mark Frank Pittman

Wells Fargo Advisors Financial Network, LLC

Naples, FL

Cranberry Township, PA

Claim This Profile
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-05
PA RA APPROVED 2023-05-04
TX RA APPROVED 2023-05-04
  • FL RA
    APPROVED
    Since 2023-05-05
  • PA RA
    APPROVED
    Since 2023-05-04
  • TX RA
    APPROVED
    Since 2023-05-04

Branch Locations

8625 Tam 8625 Tamiami Trail N. 4Th Floor, Naples, FL 34108 • United States

800 Cranberry Wood Drive #140 [Satellite], Cranberry Township, PA 16066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pittsburgh PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pittsburgh PA 11/2016 05/2023
Wells Fargo Advisors Financial Network, Llc Naples FL 05/2023 Present
Previous Registrations
  • 2003-07-01 → 2023-05-04
    Wells Fargo Clearing Services, Llc
    Pittsburgh, PA
    Pittsburgh, PA
    Naples, FL
    Pittsburgh, PA
  • 2003-01-28 → 2003-07-01
    Prudential Equity Group, Llc
    Pittsburgh, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-22
S63 Uniform Securities Agent State Law Examination 1984-10-01
  • S65 Uniform Investment Adviser Law Examination
    1992-06-22
  • S63 Uniform Securities Agent State Law Examination
    1984-10-01
Designations

View on SEC IAPD

Other Firms

TRUIST ADVISORY SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
J.P. MORGAN SECURITIES LLC
SYNOVUS SECURITIES, INC.
LPL FINANCIAL LLC
CAPITAL WEALTH PLANNING, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NTV FRONTIER MANAGEMENT

Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

More in Naples, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor