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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2013-08-23
  • UT RA
    APPROVED
    Since 2013-08-23

Branch Locations

60 E South Temple St Ste 950, Salt Lake City, UT 84111-1004 • United States

North Salt Lake, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Midvale UT 08/2013 03/2020
Ameriprise Financial Services, Llc Salt Lake City UT 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Commercial; Investing $100,000 in a commercial building at 1074 S 500 W Salt, ,; Not Investment-Related; 11/25/2015. Business Ownership; B & B Sales; ; Part owner in a jewelry business with my son, My son manufactures jewelry and sells it in the summer months at weekend markets and art festivals. I put up the money and only help him occationaly on the weekends in the summer months. There is no conflict of interest in any way.; 3529 huntington DriveBountiful, ut 84010, ,; Not Investment-Related; 06/17/2006; 1 to 9 hours per month; 0 during trading hours / The Brushworks Gallery & Custom Framing; nothing to do with day to day operations or will never work on site. Occasional meetings on nights and weekends outside of business hours. Zero conflict of interest. This is a Art gallery and framing shop.; Frame shop and Art gallery; 160 E 800 S, , Salt Lake City, UT, 84111; Not Investment-Related; 12/15/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-05
S63 Uniform Securities Agent State Law Examination 1984-09-20
  • S65 Uniform Investment Adviser Law Examination
    1993-11-05
  • S63 Uniform Securities Agent State Law Examination
    1984-09-20
Other Names
  • Wally Beck
  • Wallace Beck
  • Wallace Evan Beck

View on SEC IAPD

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