Wallace Evan Beck

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Midvale, UT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Salt Lake City, UT

Previous Registrations

• 2000-03-16 → 2013-09-12
  Rbc Capital Markets, Llc
  Salt Lake City, UT
  Salt Lake City, UT

Other Businesses

Real Estate Ownership; Commercial; Investing $100,000 in a commercial building at 1074 S 500 W Salt, ,; Not Investment-Related; 11/25/2015. Business Ownership; B & B Sales; ; Part owner in a jewelry business with my son, My son manufactures jewelry and sells it in the summer months at weekend markets and art festivals. I put up the money and only help him occationaly on the weekends in the summer months. There is no conflict of interest in any way.; 3529 huntington DriveBountiful, ut 84010, ,; Not Investment-Related; 06/17/2006; 1 to 9 hours per month; 0 during trading hours / The Brushworks Gallery & Custom Framing; nothing to do with day to day operations or will never work on site. Occasional meetings on nights and weekends outside of business hours. Zero conflict of interest. This is a Art gallery and framing shop.; Frame shop and Art gallery; 160 E 800 S, , Salt Lake City, UT, 84111; Not Investment-Related; 12/15/2019; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-11-05
• S63 Uniform Securities Agent State Law Examination
  1984-09-20

Other Names

• Wally Beck
• Wallace Beck
• Wallace Evan Beck