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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2013-08-23 |
Branch Locations
60 E South Temple St Ste 950, Salt Lake City, UT 84111-1004 • United States
North Salt Lake, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Midvale | UT | 08/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Salt Lake City | UT | 03/2020 | Present |
Real Estate Ownership; Commercial; Investing $100,000 in a commercial building at 1074 S 500 W Salt, ,; Not Investment-Related; 11/25/2015. Business Ownership; B & B Sales; ; Part owner in a jewelry business with my son, My son manufactures jewelry and sells it in the summer months at weekend markets and art festivals. I put up the money and only help him occationaly on the weekends in the summer months. There is no conflict of interest in any way.; 3529 huntington DriveBountiful, ut 84010, ,; Not Investment-Related; 06/17/2006; 1 to 9 hours per month; 0 during trading hours / The Brushworks Gallery & Custom Framing; nothing to do with day to day operations or will never work on site. Occasional meetings on nights and weekends outside of business hours. Zero conflict of interest. This is a Art gallery and framing shop.; Frame shop and Art gallery; 160 E 800 S, , Salt Lake City, UT, 84111; Not Investment-Related; 12/15/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-20 |
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