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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-06 |
Branch Locations
25431 Cabot Road, Suite 203, Laguna Hills, CA 92653 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 03/2000 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 05/2009 | Present |
Board member of the Montilla Homeowners Association, Irvine, CA. Start date: 9/10/25, approx. 1.5 hrs/mo. No access to funds, property management company handles financial matters. Not investment related. Own 3 residential rental properties in NV and CA and receive income from rentals. Sole owner of properties. Start date: 9/8/25, approx. 1 hr/mo. INV REL: N Chair of Rotary District 5320 Finance Committee, Orange, CA. Chair quarterly meetings and set agenda. Start date: 7/1/25 for 1 year term. Approx. 10 hrs/mo, none during trading hrs. No access to funds. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-06-07 |
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