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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-10 |
| TX | RA | APPROVED_RES | 2020-04-23 |
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
1433 Hooper Avenue, Toms River, NJ 08753 • United States
729 South West Federal Highway Suite 300, Stuart, FL 34994 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Toms River | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1) INDEPENDENT CONTRACTOR; INVESTMENT RELATED; TOMS RIVER FOOTBALL CLUB; 05/2017; RUN 90 MIN TRAINING SESSIONS AND CAMPS; DURING BUSINESS HOURS 0, AFTER BUSINESS HOURS 3 2) INDEPENDENT CONTRACTOR; CELTIC ELITE LLC; 1993; RUN 90 MIN TRAINING SESSIONS AND CAMPS; DURING BUSINESS HOURS 0, AFTER BUSINESS HOURS 3
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-03 |
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