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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2000-03-21 |
Branch Locations
999 3Rd Ave Ste 4000, Seattle, WA 98104 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seattle | WA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | Present |
PERSONAL REPRESENTATIVE OF MOTHER'S ESTATE; INVESTMENT RELATED; SEATTLE, WA; 5-10 DEVOTED PER MONTH; NONE DURING TRADING HOURS. JOEL TEPP INDEPENDENT MUSICIAN AND ACTOR, NOT INV RELATED, SEATTLE, WA, 100% OWNERSHIP, START 7/1/1967, 40 HOURS PER MONTH, ZERO DURING TRADING, PLAYING AND WRITING MUSIC, ACTING, TEACHING, MANAGEMENT OF RECORDING STUDIO AND EQUIPMENT TO PRODUCE MUSIC. AUTHOR; INV RELATED; SEATTLE, WA; FICTION & NON-FICTION; START: 1/1986; 5 HRS/MO; 0 DURING TRADING; DUTIES: PREVIOUS MAGAZINE ARTICLES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-06 |
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