Best Investors Account Sign in
Current Employers
Ipi Wealth Management, Inc.

226 W. Eldorado, Decatur, IL 62522 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2002-03-11
  • IA RA
    APPROVED
    Since 2002-03-11

Branch Locations

3388 Kennedy Circle Suite F, Dubuque, IA 52002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Planners, Inc. Decatur IL 07/1994 Present
Ipi Wealth Management Dubuque IA 01/2002 Present
  • 07/1994 → Present
    Investment Planners, Inc.
    Decatur, IL
  • 01/2002 → Present
    Ipi Wealth Management
    Dubuque, IA
Other Businesses

1-BROKERAGE UNLIMITED, INC., PO BOX 419006, ST. LOUIS, MO. SALE OF FIXED INSURANCE PRODUCTS. MARCH 2011. LESS THAN 2 HRS/MONTH - 30 MINS. DURING TRADING HRS. 2-THE SKEMP COMPANY, 3388 Kennedy Circle Suite F., DUBUQUE, IA. JULY 1994. OWNER - DBA FOR TAX PURPOSES. 50 HRS/WK - 7.5 DURING TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-24
S63 Uniform Securities Agent State Law Examination 1984-12-27
  • S66 Uniform Combined State Law Examination
    2002-01-24
  • S63 Uniform Securities Agent State Law Examination
    1984-12-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dubuque, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor