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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-10-16
  • TN RA
    APPROVED
    Since 2020-10-16

Branch Locations

2640 W. Andrews Johnson Way, Morristown, TN 37814 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Morristown TN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Morristown TN 11/2016 10/2020
Benjamin F. Edwards & Co. Morristown TN 10/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Morristown, TN
  • 11/2016 → 10/2020
    Morristown, TN
  • 10/2020 → Present
    Benjamin F. Edwards & Co.
    Morristown, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-14
S63 Uniform Securities Agent State Law Examination 1984-10-15
  • S65 Uniform Investment Adviser Law Examination
    2012-09-14
  • S63 Uniform Securities Agent State Law Examination
    1984-10-15

View on SEC IAPD

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