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Sarah Katherine Howard

Wells Fargo Clearing Services, LLC

Morristown, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-11-01
  • TN RA
    APPROVED
    Since 2012-11-01

Branch Locations

1833 W Morris Blvd Ste 201, Morristown, TN 37813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Morristown TN 11/2012 11/2016
Wells Fargo Clearing Services, Llc Morristown TN 11/2016 Present
Previous Registrations
  • 2007-11-28 → 2012-11-07
    Truist Investment Services, Inc.
    Morristown, TN
    Morristown, TN
    Knoxville, TN
    Gray, TN
    Morristown, TN
    Morristown, TN
    Morristown, TN
    Morristown, TN
    Knoxville, TN
Other Businesses

RENTAL PROPERTY JOHNSON CITY, TN;OWNER; 05/1/203 -PRESENT 0- HOURS DEVOTED PER MONTH DURING BUSINESS HOURS/1.5 HOURS DEVOTED PER MONTH AFTER BUSINESS HOURS. SCREEN APPLICANTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-03-16
  • S63 Uniform Securities Agent State Law Examination
    2001-03-16
Designations
Other Names
  • Sarah K Gardner
  • Sarah Katherine Gardner

View on SEC IAPD

Other Firms

EDWARD JONES
LPL FINANCIAL LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
WMG FINANCIAL ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
CREATIVE FINANCIAL DESIGNS, INC.

Other Investors

ROGER SCOTT ODOM
PARKER JAMES SMITH
KELLY ANNE JACOBS
Spencer Odom
MITCHELL ERIC MCCANN
Adam Spence Smith
Tanna Leigh Rainey
Chaely Danylle Woods

Other Offices

EDWARD JONES · Morristown, TN
LPL FINANCIAL LLC · MORRISTOWN, TN
EDWARD JONES · MORRISTOWN, TN
BENJAMIN F. EDWARDS & COMPANY, INC. · Morristown, TN
WMG FINANCIAL ADVISORS, LLC · Morristown, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · morristown, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MORRISTOWN, TN
CETERA INVESTMENT ADVISERS LLC · MORRISTOWN, TN

More in Morristown, TN

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