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John Robert Brem

Per Stirling Capital Management, LLC

Austin, TX

CRD 1301923

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Employer firm

Per Stirling Capital Management, LLC CRD 151671

$1.57B regulatory AUM 90 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Per Stirling Capital Management, Llc

4800 Bee Caves Road, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-17
  • TX RA
    APPROVED
    Since 2016-06-17

Branch Locations

4800 Bee Caves Road, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Per Stirling Capital Management, Llc Austin TX 06/2016 Present
B.B. Graham & Co., Inc Austin TX 07/2016 Present
Previous Registrations
Other Businesses

ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT, LLC: B.B. GRAHAM & COMPANY, INC.; INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES ROAD, AUSTIN, TX 78746; NATURE OF BUSINESS: BROKER DEALER; POSITION: REGISTERED REPRESENTATIVE; START DATE: 07/2016; HOURS: APPROX. 20% OF TIME/MONTH DURING TRADING HOURS. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B.B. GRAHAM & COMPANY, INC: PER STIRLING CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED; 4800 BEE CAVE RD, WESTLAKE HILLS, TX 78746; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; DUTIES: PROVIDE INVESTMENT MANAGEMENT SERVICES TO CLIENTS.START DATE: 06/2016; HOURS: APPROX. 80% OF MY TIME/MONTH DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-02-11
  • S63 Uniform Securities Agent State Law Examination
    1993-02-11
Other Names
  • John R Jr Brem

View on SEC IAPD

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