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4800 Bee Caves Road, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Per Stirling Capital Management, Llc | Austin | TX | 06/2016 | Present |
| B.B. Graham & Co., Inc | Austin | TX | 07/2016 | Present |
ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT, LLC: B.B. GRAHAM & COMPANY, INC.; INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES ROAD, AUSTIN, TX 78746; NATURE OF BUSINESS: BROKER DEALER; POSITION: REGISTERED REPRESENTATIVE; START DATE: 07/2016; HOURS: APPROX. 20% OF TIME/MONTH DURING TRADING HOURS. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B.B. GRAHAM & COMPANY, INC: PER STIRLING CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED; 4800 BEE CAVE RD, WESTLAKE HILLS, TX 78746; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; DUTIES: PROVIDE INVESTMENT MANAGEMENT SERVICES TO CLIENTS.START DATE: 06/2016; HOURS: APPROX. 80% OF MY TIME/MONTH DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-02-11 |
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