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2655 S Le Jeune Rd Suite 916, Coral Gables, FL 33134 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-17 |
Branch Locations
2655 S Le Jeune Rd Suite 916, Coral Gables, FL 33134 • United States
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| PR | RA | APPROVED | 2015-06-11 |
Branch Locations
2655 Le Jeune Road Suite 916, Coral Gables, FL 33134 • United States
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riwm, Llc | Miami | FL | 02/2012 | Present |
| Aegis Capital Corp | Miami | FL | 06/2015 | Present |
RIA BUSINESS THROUGH RIWM LLC, 2655 LE JEUNE RD. STE 916 CORAL GABLES, FL 33134
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-02 |
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