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Edward C Conklin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Nyack, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2013-06-25
NJ RA APPROVED 2004-04-14
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2013-06-25
  • NJ RA
    APPROVED
    Since 2004-04-14

Branch Locations

2 Crosfield Ave, West Nyack, NY 10994 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bardonia NY 12/1984 Present
Bank Of America,N.A. West Nyack NY 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-03
S63 Uniform Securities Agent State Law Examination 1985-05-16
  • S65 Uniform Investment Adviser Law Examination
    1997-10-03
  • S63 Uniform Securities Agent State Law Examination
    1985-05-16
Other Names
  • Edward Foster Conklin
  • Edward F Conklin
  • Edward Foster Conklin

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · West Nyack, NY
RAYMOND JAMES & ASSOCIATES, INC. · WEST NYACK, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST NYACK, NY
LPL FINANCIAL LLC · WEST NYACK, NY
GWN SECURITIES INC. · WEST NYACK, NY
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