Richard Noel Trotta

Employer firm

Thurston Springer Advisors CRD 299201

$3.68B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 03/2022
  Ameriprise Financial Services, Inc.
  Palm Beach Gardens, FL
• 03/2022 → Present
  Thurston Springer Financial
  Indianapolis, IN

Previous Registrations

• 2012-05-01 → 2022-03-31
  Ameriprise Financial Services, Llc
  Aventura, FL
  Palm Beach Gardens, FL
  Tavernier, FL
• 2009-06-01 → 2012-04-30
  Morgan Stanley
  West Palm Beach, FL
  Jupiter, FL
• 2005-01-18 → 2009-06-01
  Citigroup Global Markets Inc.
  West Palm Beach, FL
  West Palm Beach, FL
• 1999-10-01 → 2005-01-10
  Wells Fargo Clearing Services, Llc
  Palm Beach Gardens, FL

Other Businesses

1) Board of Directors; VoteWater; Treasurer; Stuart, FL 34994; Not Investment Related; July 2019; 10-19 hours per month; 1-9 during trading hours/ Friends of the Everglades; Treasurer; Stuart, FL 34997; Not Investment Related; July 2019; 1-9 hours per month; 1-9 during trading hours. 2) Trustee Nidia M. Montero Declaration of Trust U/A/D 08-29-2023, I act in a fiduciary capacity - identifying the trust's assets, administering and investing the assets. Distributing assets to beneficiaries and delivering Nidia's bequests to non-profits, maintaining two homes. 3) Co-Trustee R & N Land trust, Executive oversight, 1 - 2 hours a month 4) Trustee, Anthea Turner Trust Aug. 2022, & Turner Family Trust FBO Wendy Sching & Turner Family Trust FBO Holly Martin. Executive oversight 1-2 hours a month 5) Co-Trustee Rebecca A Rodriguez Trust does have fiduciary Responsibilities, 6) Co-Trustee Ricardo A. Rodrigues Trust 7) Co-Trustee Raquel Rodriguez Trust 8)Co-Trustee Rafeal Rodriguez Trust 9) Co-Trustee Raul Alejandro Rodriguez Trust 10) Moretti Ministries Real Estate, Appointed as Treasurer 11) DBA Conservation Wealth Management

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-23
• S63 Uniform Securities Agent State Law Examination
  1984-09-18