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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-07-21
OH RA APPROVED 2007-02-09
  • TX RA
    APPROVED_RES
    Since 2008-07-21
  • OH RA
    APPROVED
    Since 2007-02-09

Branch Locations

2055 Crocker Road, Westlake, OH 44145 • United States

Sheffield Village, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcdonald Investments Inc. Elyria OH 03/1996 Present
Ubs Financial Services Inc. Westlake OH 08/2011 Present
Previous Registrations
  • 1999-11-22 → 2007-02-09
    Keybanc Capital Markets Inc.
    Elyria, OH
    Elyria, OH
Other Businesses

ST MARY CHOICE FOOD PANTRY / 309 WEST 7TH STREET LORAIN OH 44052 / PROVIDE FREE GROCERIES TO THE POOR / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / ADVISE ON THE ACTIVITIES / START DATE 10/01/2011 / NEED TO BE THERE BY 4:00 PM ONCE A MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-15
  • S66 Uniform Combined State Law Examination
    2000-12-15
Other Names
  • Jean L Aquilla
  • Jean Louise Denney
  • Jean Louise Denney
  • Jean Louise Raab

View on SEC IAPD

Other Firms

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