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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-10-27 |
| NY | RA | APPROVED | 2021-08-03 |
| CO | RA | APPROVED | 2018-02-14 |
| GA | RA | APPROVED | 2018-02-14 |
| IL | RA | APPROVED | 2018-02-14 |
| ME | RA | APPROVED | 2018-02-14 |
| MA | RA | APPROVED | 2018-02-14 |
| MI | RA | APPROVED | 2018-02-14 |
| NJ | RA | APPROVED | 2018-02-14 |
| NC | RA | APPROVED | 2018-02-14 |
| OH | RA | APPROVED | 2018-02-14 |
| VA | RA | APPROVED | 2018-02-14 |
Branch Locations
360 Delaware Ave Ste 400, Buffalo, NY 14202 • United States
Sarasota, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Buffalo | NY | 11/2007 | Present |
| Lpl Financial Llc | Buffalo | NY | 02/2018 | Present |
1. 02/14/2018 - JENSEN, MARKS, LANGER, AND VANCE LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - REEDS JEWELERS - Investment Related - At Reported Business Location(s) - For-Profit Board Member.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-10-12 |
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