William Thomas Cummins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1988 → Present
  Bankers Life Ins. Society
  Arlington, VA
• 08/1995 → Present
  Lpl Financial Llc
  Indianapolis, MN

Other Businesses

1. 02/07/2001 - Non-Variable Insurance - INV REL - At Reported Business Location(s) 2. 04/19/2011 - Retirement Counseling Services - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 05/27/2026 - Cash Balance Advisors, Tax Reduction Specialists, Brookwood Insurance Marketing Organization (IMO) - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/01/2022 - 10 hours per month/ 0 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-08-30

Designations

• Certified Financial Planner

Other Names

• Bill Cummins