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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-04-16
CT RA APPROVED 2003-07-02
  • TX RA
    APPROVED_RES
    Since 2009-04-16
  • CT RA
    APPROVED
    Since 2003-07-02

Branch Locations

63 Copps Hill Rd, Ridgefield, CT 06877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ridgefield CT 11/1993 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-30
  • S66 Uniform Combined State Law Examination
    2003-06-30
Other Names
  • Tammy Jean Simard
  • Tammy Simard

View on SEC IAPD

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