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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-02
TX RA APPROVED_RES 2022-02-02
  • FL RA
    APPROVED
    Since 2022-02-02
  • TX RA
    APPROVED_RES
    Since 2022-02-02

Branch Locations

2420 S. Lakemont Ave Suite 120, Orlando, FL 32814 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

1950 Ringling Blvd Suite 403, Sarasota, FL 34236 • United States

320 High Tide Drive Unit 201B, St. Augustine, FL 32080 • United States

8245 Devereux Drive Suite 103, Melbourne, FL 32940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc (Fka Proequities, Inc) Orlando FL 07/1994 01/2022
Kestra Investment Services, Llc Orlando FL 01/2022 Present
Kestra Advisory Services, Llc Orlando FL 01/2022 Present
  • 07/1994 → 01/2022
    Concourse Financial Group Securities Inc (Fka Proequities, Inc)
    Orlando, FL
  • 01/2022 → Present
    Kestra Investment Services, Llc
    Orlando, FL
  • 01/2022 → Present
    Orlando, FL
Previous Registrations
  • 1994-07-29 → 2022-02-25
    Concourse Financial Group Securities, Inc.
    Orlando, FL
    Maitland, FL
    Melbourne, FL
    Birmingham, AL
Other Businesses

NAME: LOVAGLIO HOLDINGS POSITION: Part Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 1550 Via Tuscany, Winter Park FL 32789, United States DESCRIPTION: Landlord for residential investment properties NAME: SECURITY FINANCIAL MANAGEMENT POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 02/01/2022 ADDRESS: 2420 S. Lakemont Ave, Suite 120, Orlando FL 32814, United States DESCRIPTION: Financial Advisor NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: investments and insurance NAME: LOVA PROPERTIES, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2021 ADDRESS: 2420 S. Lakemont Ave, Suite 120, Orlando FL 32814, United States DESCRIPTION: Manage maintenance and repairs of properties owned within the LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-05
S63 Uniform Securities Agent State Law Examination 1995-10-30
  • S65 Uniform Investment Adviser Law Examination
    2001-03-05
  • S63 Uniform Securities Agent State Law Examination
    1995-10-30

View on SEC IAPD

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