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Ronald Kehler Caruso

Ameriprise Financial Services, LLC

The Villages, FL

Sandy Springs, GA

The Villages, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-01
TX RA APPROVED_RES 2006-09-28
GA RA APPROVED 2003-03-20
  • FL RA
    APPROVED
    Since 2021-07-01
  • TX RA
    APPROVED_RES
    Since 2006-09-28
  • GA RA
    APPROVED
    Since 2003-03-20

Branch Locations

4807 County Road 466A, The Villages, FL 34785 • United States

5855 Sandy Springs Cir Ne Ste 100, Sandy Springs, GA 30328 • United States

The Villages, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 09/2005 03/2020
Ameriprise Financial Services, Llc Sandy Springs GA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 2011 Flowersville, , The Villages, FL, 32163; Investment-Related; 08/01/2022.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-22
S63 Uniform Securities Agent State Law Examination 1984-08-31
  • S65 Uniform Investment Adviser Law Examination
    1994-06-22
  • S63 Uniform Securities Agent State Law Examination
    1984-08-31
Designations

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · THE VILLAGES, FL
ZENITH ADVISORY GROUP, LLC · THE VILLAGES, FL
STRATEGIC ADVISERS LLC · THE VILLAGES, FL
MORGAN STANLEY · The Villages, FL
AE WEALTH MANAGEMENT, LLC · The Villages, FL
AE WEALTH MANAGEMENT, LLC · The Villages, FL
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LPL FINANCIAL LLC · THE VILLAGES, FL

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