Arthur Stuart Day

Employer firm

Ashton Thomas Private Wealth CRD 153902

$6.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• VARIABLE PRODUCT MODEL DESIGN AND MAINTENANCE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → Present
  Day Hagan Asset Management
  Sarasota, FL
• 09/2025 → Present
  Ashton Thomas Private Wealth, Llc
  Scottsdale, AZ

Previous Registrations

• 2006-06-29 → 2025-12-05
  Day Hagan Asset Management
  Sarasota, FL
  Sarasota, FL
• 1993-09-16 → 2006-05-04
  Ubs Financial Services Inc.
  Sarasota, FL

Other Businesses

1) TEAM TONY CANCER FOUNDATION; Not Investment-Related; CHARITABLE FOUNDATION; BOARD MEMBER; 01/2020; 5 HRS/MO; 0 HRS/MO during trading hours; BOARD MEMBER THAT RAISES FUNDS FOR CHARITY 2) RICHARD A. RIFFEL PHILANTHROPIC TRUST, INC.; Not Investment-Related; PHILANTHROPIC TRUST (501 (C)(3) ORGANIZATION; BOARD MEMBER; 2020-09-23; c/o Kuhns Law Firm 425 Cross St. Suite 312 Punta Gorda, FL 33950; 0 hours/mo; 0 hours/mo during trading hours; ON ADVISORY BOARD RICHARD RIFFEL IS A CLIENT OF DAY HAGAN. DH WILL BE MANAGING THE ASSETS WITH INVESTMENT ACCOUNT FOR THE ENTITY. ART WILL ABSTAIN FROM ANY VOTING BY THE BOARD REGARDING HIRING AND FIRING ADVISOR. COMPENSATION- QUARTERLY FEE. HE RECEVIES A STIPEND FOR SERVING ON THE BOARD. 3) Day Hagan Asset Management; Yes, Investment-Related; 1000 South Tamiami Trail, Sarasota, FL 34236; Asset Manager; Investment Advisor Representative and Managing Member; 04/2006; 4) Sakka Clothing Company; Yes, Investment Related; 204 Rose Street, Sarasota, FL; Clothing company; Passive Owner (2.5%); 1/01/2016; 0 hrs/month during securities trading hours. 5) Revlutn Gym; Not Investment Related; Fitness gym; Passive Investor; 05/01/2025; 0 hours/month; 0 hours/month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-03-05
• S63 Uniform Securities Agent State Law Examination
  1984-09-21