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Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-16
FL RA APPROVED 2026-01-16
TX RA APPROVED_RES 2025-10-01
  • CO RA
    APPROVED
    Since 2026-01-16
  • FL RA
    APPROVED
    Since 2026-01-16
  • TX RA
    APPROVED_RES
    Since 2025-10-01

Branch Locations

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

1000 South Tamiami Trail, Sarasota, FL 34236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Day Hagan Asset Management Sarasota FL 04/2006 Present
Ashton Thomas Private Wealth, Llc Scottsdale AZ 09/2025 Present
  • 04/2006 → Present
    Day Hagan Asset Management
    Sarasota, FL
  • 09/2025 → Present
    Ashton Thomas Private Wealth, Llc
    Scottsdale, AZ
Previous Registrations
  • 2006-06-29 → 2025-12-05
    Day Hagan Asset Management
    Sarasota, FL
    Sarasota, FL
  • 1993-09-16 → 2006-05-04
    Sarasota, FL
Other Businesses

1) TEAM TONY CANCER FOUNDATION; Not Investment-Related; CHARITABLE FOUNDATION; BOARD MEMBER; 01/2020; 5 HRS/MO; 0 HRS/MO during trading hours; BOARD MEMBER THAT RAISES FUNDS FOR CHARITY 2) RICHARD A. RIFFEL PHILANTHROPIC TRUST, INC.; Not Investment-Related; PHILANTHROPIC TRUST (501 (C)(3) ORGANIZATION; BOARD MEMBER; 2020-09-23; c/o Kuhns Law Firm 425 Cross St. Suite 312 Punta Gorda, FL 33950; 0 hours/mo; 0 hours/mo during trading hours; ON ADVISORY BOARD RICHARD RIFFEL IS A CLIENT OF DAY HAGAN. DH WILL BE MANAGING THE ASSETS WITH INVESTMENT ACCOUNT FOR THE ENTITY. ART WILL ABSTAIN FROM ANY VOTING BY THE BOARD REGARDING HIRING AND FIRING ADVISOR. COMPENSATION- QUARTERLY FEE. HE RECEVIES A STIPEND FOR SERVING ON THE BOARD. 3) Day Hagan Asset Management; Yes, Investment-Related; 1000 South Tamiami Trail, Sarasota, FL 34236; Asset Manager; Investment Advisor Representative and Managing Member; 04/2006; 4) Sakka Clothing Company; Yes, Investment Related; 204 Rose Street, Sarasota, FL; Clothing company; Passive Owner (2.5%); 1/01/2016; 0 hrs/month during securities trading hours. 5) Revlutn Gym; Not Investment Related; Fitness gym; Passive Investor; 05/01/2025; 0 hours/month; 0 hours/month during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-05
S63 Uniform Securities Agent State Law Examination 1984-09-21
  • S65 Uniform Investment Adviser Law Examination
    1992-03-05
  • S63 Uniform Securities Agent State Law Examination
    1984-09-21

View on SEC IAPD

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