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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-06 |
Branch Locations
32 Church Hill Road Suite 107, Newtown, CT 06470 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Southbury, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Ridgefield | CT | 05/2007 | 05/2024 |
| Fairfield County Bank Corp | Ridgefield | CT | 05/2007 | 05/2024 |
| Steward Partners Global Advisory, Llc | Newtown | CT | 05/2024 | Present |
| Steward Partners Investment Advisory, Llc | Newtown | CT | 05/2024 | Present |
| Steward Partners Investment Solutions, Llc | Newtown | CT | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-27 |
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