James Edward Graham

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → 12/2017
  Captrust Advisors, Llc
  Tampa, FL
• 05/2009 → 06/2017
  Wells Fargo Advisors Financial Network Llc
  Tampa, FL
• 05/2017 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 05/2017 → 09/2023
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2007-04-13 → 2017-12-31
  Captrust Advisors, Llc
  Tampa, FL
• 2005-02-23 → 2017-06-14
  Wells Fargo Advisors Financial Network, Llc
  Tampa, FL
  Tampa, FL
• 2004-01-28 → 2005-02-11
  Raymond James & Associates, Inc.
  St. Petersburg, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-11-25
• S65 Uniform Investment Adviser Law Examination
  1999-12-29

Other Names

• Jeb Graham