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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2004-01-20 |
Branch Locations
Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States
Yardley, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Conshohocken | PA | 03/2008 | Present |
NAME: Yardley Corners Homeowners Association; non-investment related; Yardley, PA; Homeowner's Association; Elected Official (non-political office); DATE: 5 hours per month; 0 hours during securities trading hours; I'm being asked to run for office for my homeowners association at Yardley Corners, Yardley, PA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-15 |
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