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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-06-24 |
Branch Locations
11309 N. Port Washington, Mequon, WI 53092-3411 • United States
W182 N9606 Appleton Avenue, Germantown, WI 53022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Johnson Wealth Inc. | Milwaukee | WI | 06/2002 | 03/2022 |
| Charles Schwab & Co., Inc. | Germantown | WI | 05/2022 | Present |
| Unemployed | Germantown | WI | 04/2022 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-05-22 |
| S65 | Uniform Investment Adviser Law Examination | 2019-12-04 |
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