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Stephen Woodhull Baker

Folger Nolan Fleming Douglas Incorporated

Washington, DC

Washington, DC

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Current Employers
Folger Nolan Fleming Douglas Incorporated

725 15Th Street Nw, Washington, DC 20005-2109 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2007-04-30
  • DC RA
    APPROVED
    Since 2007-04-30

Branch Locations

725 15Th St Nw, Washington, DC 20005 • United States

725 15Th Street N.W. 2Nd Floor, Suite 200, Washington, DC 20005-2109 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Folger Nolan Fleming Douglas Inc. Washington D.C. DC 09/2005 Present
  • 09/2005 → Present
    Folger Nolan Fleming Douglas Inc.
    Washington D.C., DC
Previous Registrations
  • 1999-12-06 → 2005-08-29
    Morgan Stanley Dw Inc.
    Vienna, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-30
S63 Uniform Securities Agent State Law Examination 1995-02-14
  • S65 Uniform Investment Adviser Law Examination
    1999-07-30
  • S63 Uniform Securities Agent State Law Examination
    1995-02-14

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
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DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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