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Brian Howard Noyes

R M Davis Inc

Portland, ME

CRD 1297124

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Employer firm

R M Davis Inc CRD 105448

$8.15B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
R M Davis Inc

24 City Center, Portland, ME 04101-4069 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2013-04-09
TX RA APPROVED_RES 2006-05-02
ME RA APPROVED 2002-09-26
  • NH RA
    APPROVED
    Since 2013-04-09
  • TX RA
    APPROVED_RES
    Since 2006-05-02
  • ME RA
    APPROVED
    Since 2002-09-26

Branch Locations

24 City Center, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.M. Davis, Inc. Portland ME 11/1989 Present
  • 11/1989 → Present
    R.M. Davis, Inc.
    Portland, ME
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-09-07
  • S63 Uniform Securities Agent State Law Examination
    1984-09-07
Designations
  • Chartered Financial Analyst
  • Chartered Investment Counselor

View on SEC IAPD

Nearby Firms

PORTLAND FINANCIAL PLANNING GROUP
J.P. MORGAN SECURITIES LLC
GREAT DIAMOND PARTNERS, LLC

Nearby Investors

BRIAN LUTHER DIETZ
William Emmet
JOHN MARSHALL PIPER

Nearby Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME

More in Portland, ME

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