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Stewart Wesley Hiatt

Stephens

Winston-Salem, NC

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-19
NC RA APPROVED 2017-05-18
  • TX RA
    APPROVED_RES
    Since 2017-05-19
  • NC RA
    APPROVED
    Since 2017-05-18

Branch Locations

101 S. Stratford Road, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Winston-Salem NC 04/2007 05/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2017
Morgan Stanley Smith Barney Winston-Salem NC 06/2009 05/2017
Stephens Inc Winston-Salem NC 05/2017 06/2022
Stephens Inc. Winston-Salem NC 06/2022 Present
  • 04/2007 → 05/2017
    Morgan Stanley & Co., Incorporated
    Winston-Salem, NC
  • 01/2015 → 05/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2009 → 05/2017
    Morgan Stanley Smith Barney
    Winston-Salem, NC
  • 05/2017 → 06/2022
    Stephens Inc
    Winston-Salem, NC
  • 06/2022 → Present
    Stephens Inc.
    Winston-Salem, NC
Previous Registrations
  • 2009-06-01 → 2017-05-19
    Morgan Stanley
    Winston-Salem, NC
    Winston-Salem, NC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Winston-Salem, NC
  • 2001-12-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Winstn-Salem, NC
    Winston-Salem, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-23
S63 Uniform Securities Agent State Law Examination 1984-08-21
  • S65 Uniform Investment Adviser Law Examination
    1994-09-23
  • S63 Uniform Securities Agent State Law Examination
    1984-08-21

View on SEC IAPD

Other Firms

SALEM INVESTMENT COUNSELORS INC
JT STRATFORD, LLC
DARDA FINANCIAL
FIRST CITIZENS INVESTOR SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
PRINCIPAL SECURITIES, INC.
PARK AVENUE SECURITIES LLC
VIRTUE CAPITAL MANAGEMENT, LLC

Other Investors

DALE MARTIN BROWN
DAVID BRIAN REA
JAMES JOYNER EDMUNDSON
KRISTOPHER SHEA ABERNETHY
JESSE FRANKLIN GOINS
KENNETH SCOTT JONES
GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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