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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-14 |
| FL | RA | APPROVED | 2018-11-13 |
| WA | RA | APPROVED | 2014-11-07 |
Branch Locations
1404 East College Way Suite 103, Mt Vernon, WA 98273 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Mt Vernon | WA | 11/2014 | Present |
NAME AND ADDRESS: SKAGIT COUNTY REGIONAL PUBLIC FACILITIES DISTRICT 2405 E. COLLEGE WAY MOUNT VERNON, WA 98273 NATURE OF ENTITY: BOARD MEMBER OF PFD IN SUPPORT OF MCINTYRE HALL, A REGIONAL PERFORMING ARTS CENTER, LOCATED AT SKAGIT VALLEY COLLEGE. RESPONSIBILITIES IN THIS ROLE: BOARD MEMBER HOURS DEVOTED: 2 HOURS PER MONTH. Name/Address: Parkwood Estates HOA / 209 Lilac Drive, Mount Vernon, Washington 98273 Start Date: Sep 16, 2002 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-20 |
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