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Brandon Charles Carter

Robert W. Baird & Co. Incorporated

Mt Vernon, WA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-07
WA RA APPROVED 2017-03-07
  • TX RA
    APPROVED
    Since 2022-01-07
  • WA RA
    APPROVED
    Since 2017-03-07

Branch Locations

1404 East College Way Suite 103, Mt Vernon, WA 98273 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. Portland OR 09/2015 03/2017
Morgan Stanley Portland OR 09/2015 03/2017
Robert W. Baird & Co. Mount Vernon WA 03/2017 Present
  • 09/2015 → 03/2017
    Morgan Stanley Private Bank, N.A.
    Portland, OR
  • 09/2015 → 03/2017
    Morgan Stanley
    Portland, OR
  • 03/2017 → Present
    Robert W. Baird & Co.
    Mount Vernon, WA
Previous Registrations
  • 2014-03-11 → 2017-03-16
    Morgan Stanley
    Seattle, WA
    Portland, OR
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-16
S63 Uniform Securities Agent State Law Examination 2012-10-22
  • S65 Uniform Investment Adviser Law Examination
    2021-12-16
  • S63 Uniform Securities Agent State Law Examination
    2012-10-22
Designations
Other Names
  • Brandon Carter

View on SEC IAPD

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Other Offices

EDWARD JONES · MT VERNON, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Mount Vernon, WA
THE RETIREMENT SOLUTION LLC · Mount Vernon, WA
OSAIC WEALTH, INC. · MOUNT VERNON, WA
J.P. MORGAN SECURITIES LLC · MOUNT VERNON, WA
EDWARD JONES · MOUNT VERNON, WA
THRIVENT INVESTMENT MANAGEMENT INC. · MOUNT VERNON, WA
THRIVENT INVESTMENT MANAGEMENT INC. · MOUNT VERNON, WA

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