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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2014-11-07
  • WA RA
    APPROVED
    Since 2014-11-07

Branch Locations

1404 East College Way Suite 103, Mt Vernon, WA 98273 • United States

Bellingham, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Mt Vernon WA 11/2014 Present
Previous Registrations
  • 2011-11-07 → 2014-11-07
    Mcadams Wright Ragen, Inc.
    Seattle, WA
    Mount Vernon, WA
Other Businesses

Name/Address: Camp Roosevelt LLC / 825 South Hills Drive, Bellingham, WA 98229 Start Date: 12/26/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Limited Member Non Investment Related Name/Address: Jean Thompson Guild PO Box 1174 Mount Vernon WA 98273 Start Date: 9/16/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-29
  • S66 Uniform Combined State Law Examination
    2011-10-29
Other Names
  • Niki Christopoulos
  • Niki Christopoulos

View on SEC IAPD

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