Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
| TX | RA | APPROVED_RES | 1991-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Mateo | CA | 07/1984 | Present |
| Bank Of America, N.A. | San Mateo | CA | 06/2011 | Present |
I*829285For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: San Francisco, California, 94122Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/15/2021Number of hours devoted: 5 hour(s) YearlyNumber of hours devoted during trading hours: 1Duties NON-PROFITREDWOOD CITY SAN MATEO COUNTY CHAMBER OF COMMERCE1450 VETERANS BLVD REDWOOD CITY, CA 940634 HOURS MONTHLYSTART DATE: 02/11/2013DUTIES: GOLF COMMITTEE MEMBER FOR CHARITY FUNDRAISER I*24143FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RECENTLY INHERITED RENTAL PROPERTY WITH MY SISTERINVESTMENT RELATED: NADDRESS OF BUSINESS:SAN MATEO, CALIFORNIA 94403NATURE OF BUSINESS: OTHER,OWNED 50% BY EACH OF OURPERSONAL TRUSTS( ROBERT ANPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/1/2010NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: OTHER I*125For profit or not for profit: Name of outside business organization: Recently Inherited Rental Property with my sisterInvestment related: Address of business:San Mateo, California 94403Nature of business: ,Position, title, association: , Start date of relationship: 6/1/2010Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0Duties: I*4750300, Entity Type: , Name of OBA: H REVOCABLE TRUST, Address: foster city, California, 94404, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 06/23/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-04 |
Reach out to this advisor