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Sandra J Swagel

J.P. Morgan Securities LLC

Sherman, TX

Columbus, OH

Van Alstyne, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2019-01-15
CO RA APPROVED 2014-08-18
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2019-01-15
  • CO RA
    APPROVED
    Since 2014-08-18

Branch Locations

200 N. Travis Street, Sherman, TX 75090 • United States

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

Van Alstyne, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Denver CO 07/2014 09/2016
Gooseiowa Inc, Dba 7-Eleven Westminster CO 11/2011 11/2019
Jp Morgan Securities Llc Thornton CO 09/2016 12/2018
J.P. Morgan Securities Llc Sherman TX 12/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-18
S63 Uniform Securities Agent State Law Examination 1995-08-09
  • S65 Uniform Investment Adviser Law Examination
    1999-10-18
  • S63 Uniform Securities Agent State Law Examination
    1995-08-09
Other Names
  • Sandra Jean Klein
  • Sandra Munis
  • Sandra Epps
  • Sandra Jean Hubbard
  • Sandra J Swagel
  • Sandra Jean Swagel

View on SEC IAPD

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KESTRA ADVISORY SERVICES, LLC · Sherman, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Sherman, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Sherman, TX
EDWARD JONES · Sherman, TX

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