Sandra J Swagel

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 09/2016
  Jpmorgan Securities Llc
  Denver, CO
• 11/2011 → 11/2019
  Gooseiowa Inc, Dba 7-Eleven
  Westminster, CO
• 09/2016 → 12/2018
  Jp Morgan Securities Llc
  Thornton, CO
• 12/2018 → Present
  J.P. Morgan Securities Llc
  Sherman, TX

Previous Registrations

• 2010-01-26 → 2014-07-23
  Morgan Stanley
  Denver, CO
• 2009-06-01 → 2009-12-10
  Morgan Stanley
  Denver, CO
• 1999-01-01 → 2009-06-01
  Citigroup Global Markets Inc.
  Des Moines, IA
  Denver, CO
  Des Moines, IA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-18
• S63 Uniform Securities Agent State Law Examination
  1995-08-09

Other Names

• Sandra Jean Klein
• Sandra Munis
• Sandra Epps
• Sandra Jean Hubbard
• Sandra J Swagel
• Sandra Jean Swagel