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William Franks

Stephens

Little Rock, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2020-07-24
TX RA APPROVED 2020-07-24
  • AR RA
    APPROVED
    Since 2020-07-24
  • TX RA
    APPROVED
    Since 2020-07-24

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Little Rock AR 06/1994 01/2020
Stephens Inc. Little Rock AR 05/2020 03/2025
Unemployed Little Rock AR 01/2020 05/2020
Stephens Inc Little Rock AR 03/2025 Present
  • 06/1994 → 01/2020
    Stephens Inc.
    Little Rock, AR
  • 05/2020 → 03/2025
    Stephens Inc.
    Little Rock, AR
  • 01/2020 → 05/2020
    Unemployed
    Little Rock, AR
  • 03/2025 → Present
    Stephens Inc
    Little Rock, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-24
S63 Uniform Securities Agent State Law Examination 1994-07-06
  • S65 Uniform Investment Adviser Law Examination
    2020-07-24
  • S63 Uniform Securities Agent State Law Examination
    1994-07-06
Other Names
  • William Jess Franks

View on SEC IAPD

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Other Investors

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Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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