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Current Employers
Tree City Investments, Inc.

500 N. Western Ave. Suite 202, Lake Forest, IL 60045 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-10-30
  • IL RA
    APPROVED
    Since 2006-10-30

Branch Locations

500 N. Western Ave. Suite 202, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Top Flight Advisory Services Long Grove IL 09/1994 Present
Triad Advisors, Inc Norcross GA 06/2000 08/2024
Tree City Investments, Inc. Lake Forest IL 02/2000 Present
Osaic Wealth, Inc. Lake Bluff IL 08/2024 Present
  • 09/1994 → Present
    Top Flight Advisory Services
    Long Grove, IL
  • 06/2000 → 08/2024
    Triad Advisors, Inc
    Norcross, GA
  • 02/2000 → Present
    Lake Forest, IL
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Lake Bluff, IL
Previous Registrations
  • 2004-06-24 → 2006-11-03
    Tree City Investments, Inc.
    Lake Forest , IL
Other Businesses

1) TREE CITY INVESTMENTS; INVESTMENT RELATED;910 Sherwood Dr, Lake Bluff, IL 60044; RIA; OWNER; JAN 1996; 80 HRS/MONTH; 3 HRS/DAY; SET AND EXECUTE INVESTMENT PORTFOLIO STRATEGY. 2) Scotty's on Sheridan; not investment related;810 Sheridan Rd, Highwood, IL 60041; restaurant; owner;9/30/2015;4-5 hrs/month;0 hrs during trading; oversee books 3) Kelsey D's; not investment related;910 Sherwood Dr, #14, Lake Bluff, IL 60044; Giardiniera food product; owner;2 hrs/month;0 hrs during trading; oversee books 4) Lindengate Capital Management; investment related;910 Sherwood Dr, #14, Lake Bluff, IL 60044; investment advisory; owner; owner; 3/13/2008;120 hrs/month; investment advisor, Lindengate is an account for my investment fees 5) Rental Property; not investment related;9788 Cottage Lane, Union Pier, MI 49129; rental property; owner;2/2019;2 hrs/month;0 hrs during trading; owner 6) Rental property; not investment related;26 Linden Ave, Lake Forest, IL 60045; home rental; owner;3/28/2020;0 hrs/month;0 hrs during trading; cash check, call handyman if needed 7) Limitless Beauty Salon and Spa 1044 N Western Ave suite B Lake Forest IL 60045; owner; 0 hrs/month;0 hrs during trading 8) THE FROSTED BAKER POSITION: Owner NATURE: Manufacturing cookies INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2015 ADDRESS: 3790 Hawthorne Court, Waukegan IL 60045, United States DESCRIPTION: Help guide the manager

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-05
S63 Uniform Securities Agent State Law Examination 1989-12-15
  • S65 Uniform Investment Adviser Law Examination
    1998-08-05
  • S63 Uniform Securities Agent State Law Examination
    1989-12-15
Other Names
  • Carol Milkedigman
  • Carol Linda Milke

View on SEC IAPD

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