Michael Richardson

Current Employers

Richardson Capital Management, Llc

W134 N8688 Executive Parkway, Menomonee Falls, WI 53051 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2007-11-05

WI RA
APPROVED

Since 2007-11-05

Branch Locations

W134 N8688 Executive Parkway, Menomonee Falls, WI 53051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Richardson Capital Management, Llc	Menomonee Falls	WI	11/2007	Present
Richardson Financial Group, Inc.	Menomonee Falls	WI	03/1982	Present

11/2007 → Present

Richardson Capital Management, Llc

Menomonee Falls, WI
03/1982 → Present

Richardson Financial Group, Inc.

Menomonee Falls, WI

Other Businesses

RICHARDSON FINANCIAL GROUP INVESTMENT RELATED - NO W134 N8688 EXECUTIVE PARKWAY, MENOMONEE FALLS, WI 53051 INSURANCE SALES PRESIDENT/OWNER START DATE - 4/1969 HOURS - 40 + PER WEEK SECURITY TRADING HOURS - ALL DUTIES TO OTHER BUSINESS - INSURANCE SALES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-15
S63	Uniform Securities Agent State Law Examination	1993-04-01

S65 Uniform Investment Adviser Law Examination

2007-08-15
S63 Uniform Securities Agent State Law Examination

1993-04-01

Other Names

Mike Richardson

View on SEC IAPD

Current Employers

Richardson Capital Management, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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